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Rose Foundation  •   6008 College Ave. Suite 10  •   Oakland, CA  •   94618   •   (510) 658-0702
Investing Restitution Funds
into Community & Environmental Stewardship

The Rose Foundation has developed a specialized program to receive restitution payments from litigation settlements and administer grants in conformance with the nexus of the settlement.

The Rose Foundation has received cy pres and restitution funds from over 100 Clean Water Act, Clean Air Act, Prop. 65 and consumer privacy cases, disbursing hundreds of grants to community-based organizations throughout California and the U.S.

Neutral 3rd Party
The Rose Foundation's neutral stewardship over restitution funds has been well-accepted by plaintiffs, defendants, the courts and the U.S. Department of Justice. Since Rose is not aligned with either side of the original dispute, designating the Foundation as a receiver may aid settlement momentum by removing the hurdle of negotiating advance agreement on individual projects or organizations. Instead, the parties are free to focus on, and reach agreement regarding, the terms which will govern the eventual grants. Even in cases where a settlement directs the Foundation towards support of designated projects, we have found that the Foundation's centralized administration, accountability to the terms of the settlement, and ability to act as a buffer between grant recipients and the ultimate funding source can add considerable value to the process.

Full Compliance
The Rose Foundation assumes all administrative and legal responsibility for meeting settlement terms related to the restitution fund. When applicable, the Foundation conforms with established guidelines such as EPA's Supplemental Environmental Project Guidelines, and also provides annual reports to the U.S. Justice Department describing the projects supported.

For info on the Consumer Privacy Rights Fund

For info on the Kern County Air Pollution Mitigation Fund

Strategically Reinvesting Settlements into Communities

Over the last four years, grant cycles enabled by restitution funds have included:

  • Linking a series of grants to support national efforts to reduce releases of stratospheric ozone depleters. Projects included national public education projects coordinated from Boston, innovative efforts centered in Seattle to reduce emissions through changing tax structures, shareholder activism centered in New York City, and pesticide reduction in California.
  • Involving ranchers, municipal government, educational institutions and non-profit organizations in partnership projects to protect sensitive watersheds and design economically beneficial solutions to pollution.
  • Awarding almost $500,000 to hands-on restoration, technical research, educational and advocacy projects to protect San Francisco Bay and Delta.
  • Awarding over $500,000 to fund citizen advocacy, technical support and environmental justice projects related to air quality – primarily in Southern California.
  • Creating the San Francisco Bay Trust, dedicated to the protection of the Bay/Delta watershed, with a $900,000 restitution award from Exxon.
  • Linking grassroots citizen organ-izations throughout California with Sacramento-based technical and policy specialists to encourage vigorous enforcement of state regulations ensuring proper disposal of toxic waste and stop proposed rollbacks of state hazardous waste laws.